Ontario Securities Commission Bulletin

Issue 40/50 - December 14, 2017

Ont. Sec. Bull. Issue 40/50

Table of Contents

Chapter 1 - Notices / News Releases

Notices

CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2018*

CSA Staff Notice 23-320 Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada

CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy -- Dealing with Government Debt Transparency

Notices of Hearing

Aurora Cannabis Inc. and CanniMed Therapeutics Inc. -- ss. 104, 127

Notices from the Office of the Secretary

Aurora Cannabis Inc. and CanniMed Therapeutics Inc.

Aurora Cannabis Inc. and CanniMed Therapeutics Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

RBC Global Asset Management Inc.

Algoma Central Corporation

Invesco Canada Ltd.

Freedom International Brokerage Company et al.

MD Financial Management Inc.

Credential Securities Inc.

Orders

Dollarama Inc. and Canadian Imperial Bank of Commerce -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Aurora Cannabis Inc. and CanniMed Therapeutics Inc. -- s. 3.5(2)

Dominion Diamond Corporation

Canadian Pacific Railway Limited and Canadian Imperial Bank of Commerce -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Canadian Pacific Railway Limited and National Bank of Canada -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Bison Gold Resources Inc. -- s. 1(6) of the OBCA

Gaming Nation Inc.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

Notice of Agreement with CFA Institute

Marketplaces

TSX -- Amendments to the TSX Company Manual -- Notice of Approval

Chapter 25 - Other Information

Exemptions

CST Spark Inc. -- Part 19 of National Instrument 41-101 General Prospectus Requirements

 

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