Ontario Securities Commission Bulletin
Issue 40/50 - December 14, 2017
Ont. Sec. Bull. Issue 40/50
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2018*
• CSA Staff Notice 23-320 Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada
• CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy -- Dealing with Government Debt Transparency
Notices of Hearing
• Aurora Cannabis Inc. and CanniMed Therapeutics Inc. -- ss. 104, 127
Notices from the Office of the Secretary
• Aurora Cannabis Inc. and CanniMed Therapeutics Inc.
• Aurora Cannabis Inc. and CanniMed Therapeutics Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• RBC Global Asset Management Inc.
• Algoma Central Corporation
• Invesco Canada Ltd.
• Freedom International Brokerage Company et al.
• MD Financial Management Inc.
• Credential Securities Inc.
Orders
• Dollarama Inc. and Canadian Imperial Bank of Commerce -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Aurora Cannabis Inc. and CanniMed Therapeutics Inc. -- s. 3.5(2)
• Dominion Diamond Corporation
• Canadian Pacific Railway Limited and Canadian Imperial Bank of Commerce -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Canadian Pacific Railway Limited and National Bank of Canada -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Bison Gold Resources Inc. -- s. 1(6) of the OBCA
• Gaming Nation Inc.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Notice of Agreement with CFA Institute
Marketplaces
• TSX -- Amendments to the TSX Company Manual -- Notice of Approval
Chapter 25 - Other Information
Exemptions
• CST Spark Inc. -- Part 19 of National Instrument 41-101 General Prospectus Requirements
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