Ontario Securities Commission Bulletin
Issue 40/51 - December 21, 2017
Ont. Sec. Bull. Issue 40/51
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Co-operation Agreement Concerning Innovative FinTech Businesses with the France Autorité des Marchés Financiers
• Notice of Amendments to the Commodity Futures Act and the Securities Act -- Bill 177
Notices of Hearing
• The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and Aurora Cannabis Inc. -- ss. 104, 127
• CanniMed Therapeutics Inc. and Aurora Cannabis Inc. -- ss. 104, 127
Notices of Hearing with Related Statements of Allegations
• Miles S. Nadal -- ss. 127(1), 127(10)
• Assante Capital Management Ltd. and Assante Financial Management Ltd. -- s. 127
Notices from the Office of the Secretary
• The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and Aurora Cannabis Inc.
• CanniMed Therapeutics Inc. and Aurora Cannabis Inc.
• Aurora Cannabis Inc., CanniMed Therapeutics Inc. and The Special Committee of the Board of Directors of CanniMed Therapeutics Inc.
• Miles S. Nadal
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Dennis Wing
• Omega Securities Inc.
• Sino-Forest Corporation et al.
• Assante Capital Management Ltd. and Assante Financial Management Ltd.
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan
• TCM Investments Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Mackenzie Financial Corporation and Quadrus Trimark Balanced Fund
• Questrade Wealth Management Inc. et al.
• Bank of Montreal
• The Bank of Nova Scotia
• Canadian Imperial Bank of Commerce
• National Bank of Canada
• Royal Bank of Canada
• The Toronto-Dominion Bank
• I.G. Investment Management, Ltd.
• FortisBC Energy Inc. et al.
• Brompton Funds Limited and Goldman Sachs U.S. Income Builder Trust
• Brookfield Renewable Partners L.P.
Orders
• Aurora Cannabis Inc., CanniMed Therapeutics Inc. and The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. -- s. 104, 127
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• Dennis Wing
• Polaris Materials Corporation
• Sino-Forest Corporation et al.
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• TCM Investments Ltd. et al. -- ss. 127(1), 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Omega Securities Inc. -- s. 127(5)
• Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan -- s. 144
• TCM Investments Ltd. et al. -- ss. 127(1), 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Ontario Securities Commission Rule 72-503 Distributions Outside Canada and Companion Policy 72-503 Distributions Outside Canada
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 9 - Legislation
• Stronger, Fairer Ontario Act (Budget Measures), 2017 (Bill 177)
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model -- Request for Comment
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