Ontario Securities Commission Bulletin

Issue 40/51 - December 21, 2017

Ont. Sec. Bull. Issue 40/51

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Notice of Co-operation Agreement Concerning Innovative FinTech Businesses with the France Autorité des Marchés Financiers

Notice of Amendments to the Commodity Futures Act and the Securities Act -- Bill 177

Notices of Hearing

The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and Aurora Cannabis Inc. -- ss. 104, 127

CanniMed Therapeutics Inc. and Aurora Cannabis Inc. -- ss. 104, 127

Notices of Hearing with Related Statements of Allegations

Miles S. Nadal -- ss. 127(1), 127(10)

Assante Capital Management Ltd. and Assante Financial Management Ltd. -- s. 127

Notices from the Office of the Secretary

The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and Aurora Cannabis Inc.

CanniMed Therapeutics Inc. and Aurora Cannabis Inc.

Aurora Cannabis Inc., CanniMed Therapeutics Inc. and The Special Committee of the Board of Directors of CanniMed Therapeutics Inc.

Miles S. Nadal

Dennis L. Meharchand and Valt.X Holdings Inc.

Dennis Wing

Omega Securities Inc.

Sino-Forest Corporation et al.

Assante Capital Management Ltd. and Assante Financial Management Ltd.

Dennis L. Meharchand and Valt.X Holdings Inc.

Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan

TCM Investments Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Mackenzie Financial Corporation and Quadrus Trimark Balanced Fund

Questrade Wealth Management Inc. et al.

Bank of Montreal

The Bank of Nova Scotia

Canadian Imperial Bank of Commerce

National Bank of Canada

Royal Bank of Canada

The Toronto-Dominion Bank

I.G. Investment Management, Ltd.

FortisBC Energy Inc. et al.

Brompton Funds Limited and Goldman Sachs U.S. Income Builder Trust

Brookfield Renewable Partners L.P.

Orders

Aurora Cannabis Inc., CanniMed Therapeutics Inc. and The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. -- s. 104, 127

Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)

Dennis Wing

Polaris Materials Corporation

Sino-Forest Corporation et al.

Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)

TCM Investments Ltd. et al. -- ss. 127(1), 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Omega Securities Inc. -- s. 127(5)

Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan -- s. 144

TCM Investments Ltd. et al. -- ss. 127(1), 127.1

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Ontario Securities Commission Rule 72-503 Distributions Outside Canada and Companion Policy 72-503 Distributions Outside Canada

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 9 - Legislation

Stronger, Fairer Ontario Act (Budget Measures), 2017 (Bill 177)

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model -- Request for Comment

 

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