Ontario Securities Commission Bulletin

Issue 41/02 - January 11, 2018

Ont. Sec. Bull. Issue 41/02

Table of Contents

Chapter 1 - Notices / News Releases

Notices

OSC Staff Notice 11-742 (Revised) -- Securities Advisory Committee

CSA Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada

Notices from the Office of the Secretary

Dennis Wing

Chapter 2 - Decisions, Orders and Rulings

Decisions

Mackenzie Financial Corporation and Mackenzie China A-Shares CSI 300 Index ETF

1832 Asset Management L.P.

LOGiQ Asset Management Ltd. and LOGiQ Capital 2016

Source Energy Services Ltd. and James McMahon

R&R Venture Partners II, LLC

Palos Management Inc. and Palos Wealth Management Inc.

Melcor Real Estate Investment Trust

Orders

Allianz Global Investors U.S. LLC -- s. 80 of the CFA

Anfield Gold Corp.

Dennis Wing

The Bank of Montreal and The Toronto-Dominion Bank -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Minister of Energy (Ontario) et al.

Tesco Corporation

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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