Ontario Securities Commission Bulletin

Issue 41/03 - January 18, 2018

Ont. Sec. Bull. Issue 41/03

Table of Contents

Chapter 1 - Notices / News Releases

Notices

OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

Notices from the Office of the Secretary

Money Gate Mortgage Investment Corporation et al.

Benedict Cheng et al.

Money Gate Mortgage Investment Corporation et al.

Dennis L. Meharchand and Valt.X Holdings Inc.

Dennis L. Meharchand and Valt.X Holdings Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Sun Life Institutional Investments (Canada) Inc. (formerly, Sun Life Investment Management Inc.)

Adira Energy Ltd.

AlarmForce Industries Inc.

Chicago Mercantile Exchange Inc.

Orders

National Bank of Canada and The Toronto-Dominion Bank -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Royal Bank of Canada and Canadian Imperial Bank of Commerce -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Royal Bank of Canada and BMO Nesbitt Burns Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Money Gate Mortgage Investment Corporation et al.

Money Gate Mortgage Investment Corporation et al. -- s. 127(8)

Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)

Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)

RB Energy Inc. -- s. 144(1)

Rulings

Rosenthal Collins Group, LLC et al. -- s. 38 of the CFA

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Benedict Cheng et al.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

Proposed Change to OSC Policy 15-601 Whistleblower Program -- OSC Notice and Request for Comment

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- The Proposed IIROC Dealer Member Plain Language Rule Book -- Request for Comment

 

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