Ontario Securities Commission Bulletin
Issue 41/03 - January 18, 2018
Ont. Sec. Bull. Issue 41/03
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
Notices from the Office of the Secretary
• Money Gate Mortgage Investment Corporation et al.
• Benedict Cheng et al.
• Money Gate Mortgage Investment Corporation et al.
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Dennis L. Meharchand and Valt.X Holdings Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Sun Life Institutional Investments (Canada) Inc. (formerly, Sun Life Investment Management Inc.)
• Adira Energy Ltd.
• AlarmForce Industries Inc.
• Chicago Mercantile Exchange Inc.
Orders
• National Bank of Canada and The Toronto-Dominion Bank -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Royal Bank of Canada and Canadian Imperial Bank of Commerce -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Royal Bank of Canada and BMO Nesbitt Burns Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Money Gate Mortgage Investment Corporation et al.
• Money Gate Mortgage Investment Corporation et al. -- s. 127(8)
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• RB Energy Inc. -- s. 144(1)
Rulings
• Rosenthal Collins Group, LLC et al. -- s. 38 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Benedict Cheng et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed Change to OSC Policy 15-601 Whistleblower Program -- OSC Notice and Request for Comment
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- The Proposed IIROC Dealer Member Plain Language Rule Book -- Request for Comment
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