Ontario Securities Commission Bulletin
Issue 41/04 - January 25, 2018
Ont. Sec. Bull. Issue 41/04
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• Donald Mason -- s. 8
Notices from the Office of the Secretary
• The Mutual Fund Dealers Association of Canada and John Richard Wolfenden
• Benedict Cheng et al.
• Benedict Cheng et al.
• Donald Mason
• Dennis L. Meharchand and Valt.X Holdings Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• First Avenue Investment Counsel Inc.
• Nicola Wealth Management Ltd. et al.
• TMS NeuroHealth Centers Inc.
• Portage Biotech Inc.
Orders
• The Mutual Fund Dealers Association of Canada and John Richard Wolfenden -- ss. 8, 21.7
• Benedict Cheng et al.
• AuRico Metals Inc.
• Enbridge Gas Distribution Inc. -- s. 158(1.1) of the OBCA
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• Castle Resources Inc.
• DIR Industrial Properties Inc.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Benedict Cheng et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments to IIROC Continuing Education Rules -- Request for Comment
Chapter 25 - Other Information
Exemptions
• BMO Nesbitt Burns Inc. -- s. 19.1 of NI 41-101 General Prospectus Requirements
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