Ontario Securities Commission Bulletin
Issue 41/05 - February 01, 2018
Ont. Sec. Bull. Issue 41/05
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 23-321 Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019
Notices of Hearing with Related Statements of Allegations
• National Bank Financial Inc. et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Quadrexx Hedge Capital Management Ltd. et al.
• National Bank Financial Inc. et al.
• Omega Securities Inc.
• National Bank Financial Inc. et al.
• Dennis L. Meharchand and Valt.X Holdings Inc.
• National Bank Financial Inc. et al.
• Donald Mason
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Sphere Investment Management Inc. et al.
• Marret Asset Management Inc. et al.
• AltaGas Ltd.
• Ithaca Energy Inc.
• The Toronto-Dominion Bank and TD Bank, N.A.
Orders
• Quadrexx Hedge Capital Management Ltd. et al. -- ss. 127, 127.1 3.1.1
• AuRico Metals Inc. -- s. 1(6) of the OBCA
• Kirkland Lake Gold Inc.
• Paladin Energy Ltd
• ClareGold Trust
• EA Education Group Inc.
• Omega Securities Inc. -- ss. 127(7)
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• Donald Mason -- s. 8
• Deer Horn Capital Inc.
• TMX Group Limited et al. -- s. 147
Orders with Related Settlement Agreements
• National Bank Financial Inc. et al. -- ss. 127, 127.1
Rulings
• BGC Financial LP et al. -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Quadrexx Hedge Capital Management Ltd. et al. -- ss. 127, 127.1
• National Bank Financial Inc. et al. -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX -- Housekeeping Amendments to TSX Form 11 Notice of Private Placement -- Notice of Housekeeping Rule Amendments to the TSX Company Manual
• Canadian Securities Exchange -- Notice of Withdrawal of Proposed Amendments to Trading Rules
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