Ontario Securities Commission Bulletin
Issue 41/07 - February 15, 2018
Ont. Sec. Bull. Issue 41/07
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 51-352 (Revised) -- Issuers with U.S. Marijuana-Related Activities
Notices of Hearing
• Macquarie Capital Markets Canada Ltd., formerly known as Yorkton Securities Inc. -- s. 144
Notices of Hearing with Related Statements of Allegations
• Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher) -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Donald Mason
• Macquarie Capital Markets Canada Ltd., formerly known as Yorkton Securities Inc.
• Pheylonian Bee Works et al.
• Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher)
• Dennis L. Meharchand and Valt.X Holdings Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Fidelity Investments Canada ULC
• Solium Capital Inc. and Michael Broadfoot
• Kaushik Rakhit et al.
• Advantage Oil & Gas Ltd.
Orders
• Equity Financial Holdings Inc.
• Ateba Resources Inc. -- s. 144
• DIR Industrial Properties Inc. -- s. 1(6) of the OBCA
• Donald Mason -- s. 8
• Dream Industrial LP
• Pure Technologies Ltd.
• Pheylonian Bee Works et al. -- ss. 127(1), 127(5)
• ZoomMed Inc.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 28 of the Rules of Procedure and Forms
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Notice of Adoption of the Ontario Securities Commission's Adjudication Guideline
• OSC Adjudication Guideline
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments to Form 1 for Use in, and Consistency, with the Plain Language Dealer Member Rules Rule Book -- Request for Comment
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