Ontario Securities Commission Bulletin
Issue 41/10 - March 08, 2018
Ont. Sec. Bull. Issue 41/10
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 51-711 (Revised) Refilings and Corrections of Errors
• Notice of Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Clearing Agencies Operating as Central Counterparties in Ontario and Germany
Notices of Hearing with Related Statements of Allegations
• Majd Kitmitto et al. -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Majd Kitmitto et al.
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Miles S. Nadal
• Quadrexx Hedge Capital Management Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Brookfield Renewable Partners L.P.
• Potash Corporation of Saskatchewan Inc. et al.
• Agrium Inc.
• MedReleaf Corp.
• Counsel Portfolio Services Inc. et al.
Orders
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• Miles S. Nadal
• Family Memorials Inc.
• Canadian Arrow Mines Limited
• Quadrexx Hedge Capital Management Ltd. et al. -- s. 9(2)
• BCE Inc. and BMO Nesbitt Burns Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Castle Resources Inc. -- s. 1(6) of the OBCA
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- s. 144
• Sun Life Financial Inc. and Canadian Imperial Bank of Commerce -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Miles S. Nadal -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments to Transaction Reporting for Debt Securities -- Request for Comment
Marketplaces
• Nasdaq CXC Limited -- Changes to CXC Trading Book -- Notice of Proposed Changes and Request for Comment
• Liquidnet Canada -- Notice of Proposed Changes and Request for Comment
Clearing Agencies
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- Variation of Recognition Order -- Notice of Commission Issuance of Variation Order
Chapter 25 - Other Information
Exemptions
• CST Spark Inc. -- s. 19.1 of NI 41-101 General Prospectus Requirements
Consents
• Subscribe Technologies Inc. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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