Ontario Securities Commission Bulletin

Issue 41/11 - March 15, 2018

Ont. Sec. Bull. Issue 41/11

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• OSC Notice 13-707 Fees under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees

Notices from the Office of the Secretary

• Miles S. Nadal

• Dennis Wing

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Excel Funds Management Inc. and Excel Blue Chip Equity Fund

Orders

• Thirau Inc. (formerly Napec Inc.)

• Miles S. Nadal

• Mackenzie Financial Corporation et al. -- ss. 78(1), 80 of the CFA

• Dennis Wing

• Imvescor Restaurant Group Inc.

• Schooner Trust

• Alterra Power Corp.

Chapter 3 - Reasons: Decisions, Orders and Rulings

Director's Decisions

• Maria Psihopedas -- s. 31

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 25 - Other Information

Approvals

• EdgePoint Wealth Management Inc. -- s. 213(3)(b) of the LTCA

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