Ontario Securities Commission Bulletin
Issue 41/13 - March 29, 2018
Ont. Sec. Bull. Issue 41/13
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 51-353 Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
• OSC Notice 11-780 -- Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2019
• CSA Staff Notice 31-353 OBSI Joint Regulators Committee Annual Report for 2017
Notices of Hearing with Related Statements of Allegations
• Lynne Rae Nickford -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Dennis Wing
• Miles S. Nadal
• Lynne Rae Nickford
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Énergir Inc.
• Valener Inc.
• Fortis Inc. et al.
• Hydro One Limited
• Kinder Morgan Canada Limited
Orders
• Lithium X Energy Corp.
• Dennis Wing
• Cascadian Therapeutics, Inc.
• Authorization Order -- s. 3.5(3)
• Xenon Pharmaceuticals Inc. -- s. 9.1 of MI 61-101 Protection of Minority Security Holders in Special Transactions and s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• GB Minerals Ltd.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to National Instrument 45-102 Resale of Securities, Ontario Securities Commission Rule 72-503 Distributions Outside Canada and Related Instruments
• CSA Notice of Amendments Relating to Designated Rating Organizations -- Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 33-109 Registration Information, National Instrument 41-101 General Prospectus Requirements, National Instrument 44-101 Short Form Prospectus Distributions, National Instrument 44-102 Shelf Distributions, National Instrument 45-106 Prospectus Exemptions, National Instrument 51-102 Continuous Disclosure Obligations, National Instrument 81-102 Investment Funds and National Instrument 81-106 Investment Fund Continuous Disclosure and Changes to Companion Policy 21-101CP Marketplace Operation and Companion Policy 81-102CP Investment Funds
• OSC Notice of Amendments Relating to Designated Rating Organization -- Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration Information
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Aequitas NEO Exchange Inc. -- Amendments to Trading Policies -- Request for Comment
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