Ontario Securities Commission Bulletin
Issue 41/16 - April 19, 2018
Ont. Sec. Bull. Issue 41/16
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• Maria Psihopedas -- s. 8
Notices from the Office of the Secretary
• Dennis Wing
• Maria Psihopedas
• Donald Mason
• Benedict Cheng et al.
• Omega Securities Inc.
• Omega Securities Inc.
• Donald Mason
Chapter 2 - Decisions, Orders and Rulings
Decisions
• BMO Investments Inc. et al.
• Brookfield Energy Marketing LP
• DXC Technology Company
Orders
• Dennis Wing
• B&A Fertilizers Limited -- s. 144
• Benedict Cheng et al.
• Omega Securities Inc. -- s. 127(7)
• Omega Securities Inc.
• Pine Point Mining Limited
• Donald Mason
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Donald Mason -- s. 8(4)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• CSA Notice and Request for Comment -- Proposed National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Nasdaq CXC Limited -- Changes to Allocation Matching Priority for CXC Trading Book -- Notice of Approval
Clearing Agencies
• CDS -- Proposed Amendments to the CDS Fee Schedule re CNS Liquidity Facility -- OSC Staff Notice of Request for Comment
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