Ontario Securities Commission Bulletin

Issue 41/17 - April 26, 2018

Ont. Sec. Bull. Issue 41/17

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership -- ss. 127(7), 127(8)

Donna Hutchinson et al. -- s. 127

Miles S. Nadal -- s. 127

Notices of Hearing with Related Statements of Allegations

1832 Asset Management L.P. -- ss. 127(1), 127.1

Notices from the Office of the Secretary

Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership

Mackenzie Financial Corporation

1832 Asset Management L.P.

Maria Psihopedas

Donna Hutchinson et al.

Maria Psihopedas

Miles S. Nadal

Pro-Financial Asset Management Inc. et al.

1832 Asset Management L.P.

Donna Hutchinson et al.

Chapter 2 - Decisions, Orders and Rulings

Orders

Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership -- ss. 127(1), 127(5)

Avigilon Corporation

Maria Psihopedas -- s. 8

MBMI Resources Inc. -- s. 1(11)(b)

Calpine Corporation

Nasdaq CXC Limited and Ensoleillement Inc. -- s. 144

TMX Group Limited et al. -- s. 147

Troilus Gold Corp. -- s. 1(11)(b)

Pro-Financial Asset Management Inc. et al. -- ss. 127, 127.1

Compel Capital Inc. -- s. 144

Orders with Related Settlement Agreements

1832 Asset Management L.P. -- ss. 127(1), 127.1

Donna Hutchinson et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Mackenzie Financial Corporation -- ss. 127(1), 127.1

Pro-Financial Asset Management Inc. et al. -- ss. 127(1), 127.1

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

CSE -- Notice of Proposed Amendments and Request for Comments to Application of Continued Listing Requirements

Clearing Agencies

Fundserv Inc. -- New Rules for Service Providers Related to Access Standards -- OSC Staff Notice of Request for Comment

CDCC -- Proposed Amendments to the Risk Manual Introducing an Amended Methodology to Compute Mismatched Settlement Risk -- OSC Staff Notice of Request for Comment

Chapter 25 - Other Information

Exemptions

Spartan Fund Management Inc. and StoneCastle Cannabis Growth Fund -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure

 

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