Ontario Securities Commission Bulletin
Issue 41/17 - April 26, 2018
Ont. Sec. Bull. Issue 41/17
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership -- ss. 127(7), 127(8)
• Donna Hutchinson et al. -- s. 127
• Miles S. Nadal -- s. 127
Notices of Hearing with Related Statements of Allegations
• 1832 Asset Management L.P. -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership
• Mackenzie Financial Corporation
• 1832 Asset Management L.P.
• Maria Psihopedas
• Donna Hutchinson et al.
• Maria Psihopedas
• Miles S. Nadal
• Pro-Financial Asset Management Inc. et al.
• 1832 Asset Management L.P.
• Donna Hutchinson et al.
Chapter 2 - Decisions, Orders and Rulings
Orders
• Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership -- ss. 127(1), 127(5)
• Avigilon Corporation
• Maria Psihopedas -- s. 8
• MBMI Resources Inc. -- s. 1(11)(b)
• Calpine Corporation
• Nasdaq CXC Limited and Ensoleillement Inc. -- s. 144
• TMX Group Limited et al. -- s. 147
• Troilus Gold Corp. -- s. 1(11)(b)
• Pro-Financial Asset Management Inc. et al. -- ss. 127, 127.1
• Compel Capital Inc. -- s. 144
Orders with Related Settlement Agreements
• 1832 Asset Management L.P. -- ss. 127(1), 127.1
• Donna Hutchinson et al. -- s. 127
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Mackenzie Financial Corporation -- ss. 127(1), 127.1
• Pro-Financial Asset Management Inc. et al. -- ss. 127(1), 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• CSE -- Notice of Proposed Amendments and Request for Comments to Application of Continued Listing Requirements
Clearing Agencies
• Fundserv Inc. -- New Rules for Service Providers Related to Access Standards -- OSC Staff Notice of Request for Comment
• CDCC -- Proposed Amendments to the Risk Manual Introducing an Amended Methodology to Compute Mismatched Settlement Risk -- OSC Staff Notice of Request for Comment
Chapter 25 - Other Information
Exemptions
• Spartan Fund Management Inc. and StoneCastle Cannabis Growth Fund -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure
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