Ontario Securities Commission Bulletin

Issue 41/20 - May 17, 2018

Ont. Sec. Bull. Issue 41/20

Table of Contents

Chapter 1 - Notices / News Releases

Notices from the Office of the Secretary

Money Gate Mortgage Investment Corporation et al.

Harald Seemann et al.

Omega Securities Inc.

Dennis L. Meharchand and Valt.X Holdings Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Manulife Asset Management Limited et al.

Brookfield Property Partners L.P. et al.

Sun Life Global Investments (Canada) Inc. and Excel Funds Management Inc.

1832 Asset Management L.P. et al.

Orders

Money Gate Mortgage Investment Corporation et al.

Student Transportation Inc.

P/E Global LLC -- s. 80 of the CFA

Canadian Real Estate Investment Trust

State Street Global Advisors, Ltd. and SSgA Funds Management, Inc. -- s. 80 of the CFA

Omega Securities Inc. -- s. 127(7)

NeuLion, Inc.

Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)

B&A Fertilizers Limited -- s. 1(10)(a)(ii)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

TSX Inc. -- Trading of US-Listed Securities on TSX International Board -- Notice of Withdrawal

Nasdaq CXC Limited -- Notice of Proposed Changes and Request for Comment

 

Top