Ontario Securities Commission Bulletin
Issue 41/22 - May 31, 2018
Ont. Sec. Bull. Issue 41/22
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 94-303 Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
Notices of Hearing with Related Statements of Allegations
• Global RESP Corporation -- ss. 127(1), 127.1
• Issam El-Bouji -- ss. 127(1) and (2), 127.1
• Klaas Vantooren -- ss.127(1), 127(10)
Notices from the Office of the Secretary
• Global RESP Corporation
• Dennis Wing
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Issam El-Bouji
• Klaas Vantooren
• Global RESP Corporation
Notices from the Office of the Secretary with Related Statements of Allegations
• Donna Hutchinson et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Capital International Asset Management (Canada), Inc. and Capital Group World Bond FundSM (Canada)
• AGF Investments Inc. and AGF Monthly High Income Fund
• RP Investment Advisors LP and RP Strategic Income Plus Fund
Orders
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• The Jean Coutu Group (PJC) Inc.
Orders with Related Settlement Agreements
• Dennis Wing -- ss. 127(1), 127.1
• Global RESP Corporation -- ss. 127(1), 127.1
Rulings
• Marex Spectron International Limited -- s. 38 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Dennis Wing -- ss. 127, 127.1
• Global RESP Corporation -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX -- Amendments to TSX Company Manual -- Request for Comments
Top