Ontario Securities Commission Bulletin

Issue 41/23 - June 07, 2018

Ont. Sec. Bull. Issue 41/23

Table of Contents

Chapter 1 - Notices / News Releases

Notices

The Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association and John Richard Wolfenden

Notice of Ministerial Approval of Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada, National Instrument 45-102 Resale of Securities, and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 33-109 Registration Information, National Instrument 41-101 General Prospectus Requirements, National Instrument 44-101 Short Form Prospectus Distributions, National Instrument 44-102 Shelf Distributions, National Instrument 45-106 Prospectus Exemptions, National Instrument 51-102 Continuous Disclosure Obligations, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure and OSC Rule 33-506 (Commodity Futures Act) Registration Information

Notices of Hearing

Harald Seemann et al. -- ss. 127, 127.1

Harald Seemann et al. -- ss. 127, 127.1

Notices of Hearing with Related Statements of Allegations

IPC Securities Corporation and IPC Investment Corporation -- s. 127

Notices from the Office of the Secretary

Harald Seemann et al.

Harald Seemann et al.

Omega Securities Inc.

Omega Securities Inc.

Dennis L. Meharchand and Valt.X Holdings Inc.

Harald Seemann et al.

Harald Seemann et al.

Harald Seemann et al.

The Mutual Fund Dealers Association of Canada

John Richard Wolfenden

IPC Securities Corporation and IPC Investment Corporation

Chapter 2 - Decisions, Orders and Rulings

Decisions

Bradmer Pharmaceuticals Inc.

NBC Asset TrustTM

J.P. Morgan Securities PLC

MYM Nutraceuticals Inc.

Enbridge Gas Distribution Inc. et al.

Westcoast Energy Inc. and Union Gas Limited

Orders

Omega Securities Inc. -- s. 127(7)

Omega Securities Inc.

U.S. Geothermal Inc.

Gendis Inc.

Leagold Acquisition Corp. II

Leagold Acquisition Corp. II -- s. 1(6) of the OBCA

Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)

Harald Seemann et al.

Potash Corporation of Saskatchewan Inc.

Cona Resources Ltd.

Orders with Related Settlement Agreements

Harald Seemann et al. -- s. 127(1)

Harald Seemann et al. -- s. 127(1)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Harald Seemann et al. -- s. 127

Harald Seemann et al. -- ss. 127, 127.1

Director's Decisions

Todd Milligan -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada

Changes to Companion Policy 72-503 Distributions Outside Canada

Amendments to National Instrument 45-102 Resale of Securities

Changes to Companion Policy 45-102 to National Instrument 45-102 Resale of Securities

Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Changes to National Policy 11-206 Process for Cease to be a Reporting Issuer Applications

Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Amendments to National Instrument 33-109 Registration Information

Amendments to National Instrument 41-101 General Prospectus Requirements

Amendments to National Instrument 44-101 Short Form Prospectus Distributions

Amendments to National Instrument 44-102 Shelf Distributions

Amendments to National Instrument 45-106 Prospectus Exemptions

Amendments to National Instrument 51-102 Continuous Disclosure Obligations

Amendments to National Instrument 81-102 Investment Funds

Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure

Amendments to Ontario Securities Commission Rule 33-506 (Commodity Futures Act) Registration Information

Change to Companion Policy 21-101CP Marketplace Operation

Change to Companion Policy 81-102CP Investment Funds

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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