Ontario Securities Commission Bulletin
Issue 41/23 - June 07, 2018
Ont. Sec. Bull. Issue 41/23
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• The Mutual Fund Dealers Association of Canada
• The Mutual Fund Dealers Association and John Richard Wolfenden
• Notice of Ministerial Approval of Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada, National Instrument 45-102 Resale of Securities, and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 33-109 Registration Information, National Instrument 41-101 General Prospectus Requirements, National Instrument 44-101 Short Form Prospectus Distributions, National Instrument 44-102 Shelf Distributions, National Instrument 45-106 Prospectus Exemptions, National Instrument 51-102 Continuous Disclosure Obligations, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure and OSC Rule 33-506 (Commodity Futures Act) Registration Information
Notices of Hearing
• Harald Seemann et al. -- ss. 127, 127.1
• Harald Seemann et al. -- ss. 127, 127.1
Notices of Hearing with Related Statements of Allegations
• IPC Securities Corporation and IPC Investment Corporation -- s. 127
Notices from the Office of the Secretary
• Harald Seemann et al.
• Harald Seemann et al.
• Omega Securities Inc.
• Omega Securities Inc.
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Harald Seemann et al.
• Harald Seemann et al.
• Harald Seemann et al.
• The Mutual Fund Dealers Association of Canada
• John Richard Wolfenden
• IPC Securities Corporation and IPC Investment Corporation
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Bradmer Pharmaceuticals Inc.
• NBC Asset TrustTM
• J.P. Morgan Securities PLC
• MYM Nutraceuticals Inc.
• Enbridge Gas Distribution Inc. et al.
• Westcoast Energy Inc. and Union Gas Limited
Orders
• Omega Securities Inc. -- s. 127(7)
• Omega Securities Inc.
• U.S. Geothermal Inc.
• Gendis Inc.
• Leagold Acquisition Corp. II
• Leagold Acquisition Corp. II -- s. 1(6) of the OBCA
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• Harald Seemann et al.
• Potash Corporation of Saskatchewan Inc.
• Cona Resources Ltd.
Orders with Related Settlement Agreements
• Harald Seemann et al. -- s. 127(1)
• Harald Seemann et al. -- s. 127(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Harald Seemann et al. -- s. 127
• Harald Seemann et al. -- ss. 127, 127.1
Director's Decisions
• Todd Milligan -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada
• Changes to Companion Policy 72-503 Distributions Outside Canada
• Amendments to National Instrument 45-102 Resale of Securities
• Changes to Companion Policy 45-102 to National Instrument 45-102 Resale of Securities
• Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Changes to National Policy 11-206 Process for Cease to be a Reporting Issuer Applications
• Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Amendments to National Instrument 33-109 Registration Information
• Amendments to National Instrument 41-101 General Prospectus Requirements
• Amendments to National Instrument 44-101 Short Form Prospectus Distributions
• Amendments to National Instrument 44-102 Shelf Distributions
• Amendments to National Instrument 45-106 Prospectus Exemptions
• Amendments to National Instrument 51-102 Continuous Disclosure Obligations
• Amendments to National Instrument 81-102 Investment Funds
• Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
• Amendments to Ontario Securities Commission Rule 33-506 (Commodity Futures Act) Registration Information
• Change to Companion Policy 21-101CP Marketplace Operation
• Change to Companion Policy 81-102CP Investment Funds
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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