Ontario Securities Commission Bulletin
Issue 41/28 - July 12, 2018
Ont. Sec. Bull. Issue 41/28
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 11-782 Getting Started: Human-Centred Solutions to Engage Ontario Millenials in Investing
Notices from the Office of the Secretary
• Klaas Vantooren
• Caldwell Investment Management Ltd.
• Money Gate Mortgage Investment Corporation
• Martin Bernholtz
• Sino-Forest Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• TD Prime Services LLC
Orders
• Klaas Vantooren -- ss. 127(1), 127(10)
• Caldwell Investment Management Ltd. -- ss. 127(1) and (2), 127.1
• Primero Mining Corp.
• Aveda Transportation and Energy Services Inc.
• Money Gate Mortgage Investment Corporation
• Martin Bernholtz -- ss. 127(1), 127.1
• Paladin Energy Ltd. -- s. 144
• Sino-Forest Corporation et al. -- ss. 127(1), 127.1
Rulings
• NB Alternatives Advisers LLC et al. -- ss. 74(1), 144(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Klaas Vantooren -- ss. 127(1), 127(10)
• Sino-Forest Corporation et al. -- ss. 127(1), 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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