Ontario Securities Commission Bulletin
Issue 41/30 - July 26, 2018
Ont. Sec. Bull. Issue 41/30
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 45-323 (Revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
• Notice of Correction -- CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
• CSA Staff Notice 52-330 Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence
Notices from the Office of the Secretary
• USI Tech Limited et al.
• Natural Bee Works Apiaries Inc. et al.
• David Tuan Seng Lim and Michael Mugford
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Majd Kitmitto et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Desjardins Global Asset Management Inc.
• Caldwell Investment Management Ltd. et al.
• Evolve Funds Group Inc.
• Knowledge First Financial Inc. et al.
• Soundvest Capital Management Ltd.
Orders
• USI Tech Limited et al. -- s. 127(8)
• Cardiome Pharma Corp.
• Natural Bee Works Apiaries Inc. et al. -- ss. 127(1), 127.1
• David Tuan Seng Lim and Michael Mugford -- ss. 127(1), 127(10)
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- s. 147
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• David Tuan Seng Lim and Michael Mugford -- ss. 127(1), 127(10)
Director's Decisions
• Anna Joanna Knight
• Karine Brizard -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Notice of Proposed Amendments Respecting Order Execution Only Service Eligibility and Adviser Identifiers
Clearing Agencies
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Chapter 25 - Other Information
Consents
• Rosita Mining Corporation -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
Approvals
• Ravenstone Capital Management Inc. -- s. 213(3)(b) of the LTCA
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