Ontario Securities Commission Bulletin
Issue 41/31 - August 02, 2018
Ont. Sec. Bull. Issue 41/31
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Correction -- CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
• OSC Staff Notice 11-783 Encouraging Retirement Planning through Behavioral Insights
Notices from the Office of the Secretary
• Donna Hutchinson et al.
• Majd Kitmitto et al.
• Omega Securities Inc.
• Omega Securities Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Desjardins Investments Inc.
• FT Portfolios Canada Co.
• Anglo Pacific Group plc
• Invesco Canada Ltd.
• Genworth Financial, Inc. and Genworth MI Canada Inc.
• Equinox Gold Corp.
• H&R Real Estate Investment Trust
Orders
• Majd Kitmitto et al.
• Omega Securities Inc. -- s. 127(7)
• Omega Securities Inc.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Donna Hutchinson et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• CDS -- Request for Comment -- Application to Vary the Recognition Order for The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Chapter 25 - Other Information
Consents
• Bradmer Pharmaceuticals Inc. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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