Ontario Securities Commission Bulletin
Issue 41/35 - August 30, 2018
Ont. Sec. Bull. Issue 41/35
Table of Contents
Chapter 1 - Notices / News Releases
Notices from the Office of the Secretary
• Maria Psihopedas
• Muchoki Fungai Simba
Chapter 2 - Decisions, Orders and Rulings
Decisions
• State Farm Investor Services (Canada) Co. and Desjardins Financial Security Investments Inc.
• Fidelity Investments Canada ULC
• Yorkville Asset Management Inc.
• Interactive Brokers Canada Inc.
• Purpose Investments Inc. et al.
• IA Clarington Investments Inc.
• Interactive Brokers Canada Inc.
• Asanko Gold Inc. et al.
• Oncolytics Biotech Inc. and Canaccord Genuity Corp.
• Knowledge First Financial Inc. and Heritage Education Funds Inc.
Orders
• Trillium Credit Card Trust II
• Muchoki Fungai Simba
Rulings
• PFL Futures Limited -- s. 38 of the CFA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Alpha Exchange Inc. -- Introduction of Alpha Liquidity Provision Program -- Notice of Proposed Fee Changes and Request for Comments
• CSE -- Form 9 Notice of Proposed Issuance of Listed Securities and Policy 6 Distributions -- Notice and Request for Comments to Form 9 and Policy 6
Clearing Agencies
• CDS -- Material Amendments to CDS Participant Rules Related to Lines of Credit Requirements for Non-Contributing Receivers of Credit Making Canadian Dollar Settlements -- OSC Staff Notice of Request for Comment
• CDS -- Material Amendments to CDS Rules Related to the Removal of the Central Counterparty (CCP) Cap for CDS Participants Who Use the Continuous Net Settlement Service (CNS) -- OSC Staff Notice of Request for Comment
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