Ontario Securities Commission Bulletin
Issue 41/36 - September 06, 2018
Ont. Sec. Bull. Issue 41/36
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• Benedict Cheng et al. -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Benedict Cheng et al.
• Benedict Cheng et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Thomson Reuters Corporation
• European Focused Dividend Fund
• Purpose Investments Inc.
• Marquest Asset Management Inc. and Stone Asset Management Limited
Orders
• ICAP SEF (US) LLC -- s. 144
• SSGA Funds Management, Inc. -- s. 80 of the CFA
• Global Champions Split Corp.
Orders with Related Settlement Agreements
• Benedict Cheng et al. -- ss. 127(1), 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Benedict Cheng et al. -- ss. 127(1), 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• CSA Notice and Request for Comment -- Proposed National Instrument 52-112, Proposed Companion Policy 52-112, Related Proposed Consequential Amendments and Changes
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• ICAP SEF (US) LLC -- Notice of Revocation Order
Chapter 25 - Other Information
• Bloom Burton Investment Group Inc. -- s. 213(3)(b) of the LTCA
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