Ontario Securities Commission Bulletin
Issue 41/37 - September 13, 2018
Ont. Sec. Bull. Issue 41/37
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Correction -- IA Clarington Investments Inc.
Notices of Hearing with Related Statements of Allegations
• Siu Mui "Debbie" Wong et al. -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Omega Securities
• Omega Securities
• Donald Mason
• Vincent George Byrne
• Siu Mui "Debbie" Wong et al.
• Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership
• USI Tech Limited et al.
• Money Gate Mortgage Investment Corporation et al.
• Martin Bernholtz
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Charlotte's Web Holdings, Inc.
• BMO Asset Management Inc. et al.
• Fidelity Investments Canada ULC
• Coin Capital Investment Management Inc.
Orders
• Global Champions Split Corp. -- s. 1(6) of the OBCA
• Omega Securities -- s. 127
• Omega Securities
• Donald Mason
• Vincent George Byrne
• Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership -- s. 127(1)
• Arizona Mining Inc.
• Canso Select Opportunities Fund
• Raging River Exploration Inc.
• USI Tech Limited et al.
• Money Gate Mortgage Investment Corporation et al.
• Martin Bernholtz
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Vincent George Byrne -- ss. 127(1), 127(10)
Director's Decisions
• Chris Triantos
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments to Dealer Member Rules to Permit Partial Swap Strategies -- Notice of Withdrawal
Marketplaces
• Nasdaq CXC Limited -- Notice of Proposed Fee Change and Request for Comments
Chapter 25 - Other Information
Consents
• GAR Limited -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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