Ontario Securities Commission Bulletin
Issue 41/38 - September 20, 2018
Ont. Sec. Bull. Issue 41/38
Table of Contents
Chapter 1 - Notices / News Releases
Notices from the Office of the Secretary
• Donald Mason
• Maria Psihopedas
• Issam El-Bouji
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Ninepoint Partners LP
• BT Global Growth Inc. and Convergence Blended Finance, Inc.
• AltaGas Utility Holdings (Pacific) Inc.
• Gran Tierra Energy Inc.
Orders
• Donald Mason
• Utility Corp. -- s. 1(6) of the OBCA
• Utility Corp.
• Maria Psihopedas -- s. 8
• Issam El-Bouji
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TriAct Canada Marketplace LP -- Proposed Change to the MATCHNow Trading System -- Notice of Approval
Chapter 25 - Other Information
Exemptions
• CIBC Asset Management Inc. and CIBC Multi-Asset Absolute Return Strategy -- NI 41-101 General Prospectus Requirements, Part 19
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