Ontario Securities Commission Bulletin
Issue 41/39 - September 27, 2018
Ont. Sec. Bull. Issue 41/39
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information -- Notice of Coming into Effect
• CSA Multilateral Staff Notice 58-310 Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
Notices of Hearing
• Michael Pearson and LeadFX Inc. -- s. 127
• Omega Securities Inc. -- s. 127(1)
Notices from the Office of the Secretary
• Michael Pearson and LeadFX Inc.
• Omega Securities Inc.
• Roy Ping Bai (aka Ping Bai) and RBP Consulting
• Benedict Cheng et al.
• Michael Pearson and LeadFX Inc.
• X.X.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Ninepoint Partners LP
• MD Financial Management Inc
• IA Clarington Investments Inc. et al.
• IA Clarington Investments Inc. et al.
• BMO Investments Inc.
• Instinet Canada Cross Limited
• Investors Group Financial Services Inc.
• Fidelity Investments Canada ULC
• Pierre Beaudoin et al. and Bombardier Inc.
Orders
• Lightstream Resources Ltd.
• iShares Gold Trust -- s. 1(10)(a)(ii)
• Roy Ping Bai (aka Ping Bai) and RBP Consulting -- ss. 127(1), 127(10)
• Benedict Cheng et al.
• Enfield Exploration Corp.
• Michael Pearson and LeadFX Inc.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Roy Ping Bai (aka Ping Bai) and RBP Consulting -- ss. 127(1), 127(10)
• X.X. -- ss. 17.1, 17.4
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• CDS -- Proposed Amendments to the CDS Fee Schedule -- New York Link/DTC Direct Link Services -- Notice of Commission Approval
Chapter 25 - Other Information
Consents
• Schyan Exploration Inc. -- s. 4(b) of Ont. Reg.289/00 under the OBCA
• Speakeasy Cannabis Club Ltd. -- s. 4(b) of Ont. Reg.289/00 under the OBCA
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