Ontario Securities Commission Bulletin

Issue 41/40 - October 04, 2018

Ont. Sec. Bull. Issue 41/40

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Notice of Coming into Force of Amendments to National Instrument 45-106 Prospectus Exemptions and Consequential Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada

CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions

OSC Staff Notice 51-729 Corporate Finance Branch 2017-2018 Annual Report

Notices of Hearing with Related Statements of Allegations

Daniel P. Reeve -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

Daniel P. Reeve

Michael Pearson and LeadFX Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Brompton Funds Limited

Starlight Investments Capital LP et al.

Essilor International S.A.

BNY Mellon Asset Management North America Corporation

Atlantic Power Corporation

AGF Investments Inc. et al.

MD Financial Management Inc.

Pharmachoice Canada Inc.

Mackenzie Financial Corporation and IPC Investment Corporation

Picton Mahoney Asset Management et al.

OceanRock Investments Inc.

Franklin Templeton Investments Corp.

Orders

Atlas Financial Holdings, Inc.

The Canadian Depository for Securities Limited et al. -- s. 144

TMX Group Limited et al. -- s. 144

Peregrine Diamonds Ltd.

Canadian Zinc Corporation

MedReleaf Corp. -- s. 1(6) of the OBCA

MedReleaf Corp.

Michael Pearson and LeadFX Inc.

Manulife Asset Management Limited and DFA Australia Limited -- s. 80 of the CFA

Xtreme Drilling Corp.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to National Instrument 45-106 Prospectus Exemptions

Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada

OSC Notice of Policy Amendment to OSC Policy 15-601 Whistleblower Program

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

Nasdaq CXC Limited -- Notice of Proposed Change and Request for Comment

TSX -- Amendments to Part X of the TSX Company Manual -- Notice of Approval

 

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