Ontario Securities Commission Bulletin
Issue 41/40 - October 04, 2018
Ont. Sec. Bull. Issue 41/40
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Coming into Force of Amendments to National Instrument 45-106 Prospectus Exemptions and Consequential Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada
• CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
• OSC Staff Notice 51-729 Corporate Finance Branch 2017-2018 Annual Report
Notices of Hearing with Related Statements of Allegations
• Daniel P. Reeve -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Daniel P. Reeve
• Michael Pearson and LeadFX Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Brompton Funds Limited
• Starlight Investments Capital LP et al.
• Essilor International S.A.
• BNY Mellon Asset Management North America Corporation
• Atlantic Power Corporation
• AGF Investments Inc. et al.
• MD Financial Management Inc.
• Pharmachoice Canada Inc.
• Mackenzie Financial Corporation and IPC Investment Corporation
• Picton Mahoney Asset Management et al.
• OceanRock Investments Inc.
• Franklin Templeton Investments Corp.
Orders
• Atlas Financial Holdings, Inc.
• The Canadian Depository for Securities Limited et al. -- s. 144
• TMX Group Limited et al. -- s. 144
• Peregrine Diamonds Ltd.
• Canadian Zinc Corporation
• MedReleaf Corp. -- s. 1(6) of the OBCA
• MedReleaf Corp.
• Michael Pearson and LeadFX Inc.
• Manulife Asset Management Limited and DFA Australia Limited -- s. 80 of the CFA
• Xtreme Drilling Corp.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to National Instrument 45-106 Prospectus Exemptions
• Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada
• OSC Notice of Policy Amendment to OSC Policy 15-601 Whistleblower Program
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Nasdaq CXC Limited -- Notice of Proposed Change and Request for Comment
• TSX -- Amendments to Part X of the TSX Company Manual -- Notice of Approval
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