Ontario Securities Commission Bulletin
Issue 41/41 - October 11, 2018
Ont. Sec. Bull. Issue 41/41
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the Cannabis Industry
Notices of Hearing with Related Statements of Allegations
• eToro (Europe) Limited -- ss. 127, 127.1
Notices from the Office of the Secretary
• Jason Michael Currey et al.
• Omega Securities Inc.
• eToro (Europe) Limited
• Maria Psihopedas
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Mackenzie Financial Corporation and Quadrus Investment Services Ltd.
• Ninepoint Partners LP
• 1832 Asset Management L.P. et al.
• Merrill Lynch Canada Inc.
Orders
• Metanor Resources Inc.
• Sierra Madre Developments Inc. -- s. 144
• Citigroup Finance Canada ULC
• Avcorp Industries Inc.
• Jason Michael Currey et al. -- ss. 127(1), 127(10)
• Ecopetrol S.A.
• Maria Psihopedas -- s. 8
Orders with Related Settlement Agreements
• Omega Securities Inc. -- s. 127(1)
Rulings
• Merrill Lynch Canada Inc. -- s. 38(1) of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Jason Michael Currey et al. -- ss. 127(1), 127(10)
• Omega Securities Inc. -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Nasdaq CXC Limited -- Housekeeping Amendments to Trading Rules and Policies -- Notice of Housekeeping Amendments
Clearing Agencies
• CDCC -- Proposed Amendments to the Rules and Operations Manual of CDCC to Accommodate the Extension of the Trading Hours at Bourse de Montreal Inc. -- Notice of Commission Approval
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