Ontario Securities Commission Bulletin

Issue 41/44 - November 01, 2018

Ont. Sec. Bull. Issue 41/44

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing with Related Statements of Allegations

Keir Reynolds -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

Dennis L. Meharchand and Valt.X Holdings Inc.

Keir Reynolds

BDO Canada LLP

Chapter 2 - Decisions, Orders and Rulings

Decisions

Société Générale Capital Canada Inc.

BofAML Securities, Inc.

Fiduciary Trust Company of Canada and Franklin Templeton Investments Corp.

Just Energy Group Inc.

Wealthsimple Inc.

CI Investments Inc. et al.

Greystone Managed Investments Inc. and Greystone Alternative Plus Fund

Greystone Managed Investments Inc. and the Top Funds

Greystone Managed Investments Inc. et al.

Middlefield Limited and E Split Corp.

Orders

Dennis L. Meharchand and Valt.X Holdings Inc.

BDO Canada LLP

Sun Life Institutional Investments (U.S.) LLC (formerly, Sun Capital Advisers LLC) -- s. 80 of the CFA

Rulings

Société Générale Capital Canada Inc. -- s. 38(1) of the CFA

BofAML Securities, Inc. -- ss. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options

CIH Trading LLC -- s. 38 of the CFA

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

TSX Inc. -- Notice of Proposed Amendments and Request for Comments

Liquidnet Canada -- Notice of Proposed Changes and Request for Comment

Clearing Agencies

CDS -- Proposed Amendments to the CDS Fee Schedule -- New Fees for Linkage Service with Shanghai Clearing House (SHCH Link) -- OSC Staff Notice of Request for Comment

 

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