Ontario Securities Commission Bulletin
Issue 41/44 - November 01, 2018
Ont. Sec. Bull. Issue 41/44
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing with Related Statements of Allegations
• Keir Reynolds -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Keir Reynolds
• BDO Canada LLP
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Société Générale Capital Canada Inc.
• BofAML Securities, Inc.
• Fiduciary Trust Company of Canada and Franklin Templeton Investments Corp.
• Just Energy Group Inc.
• Wealthsimple Inc.
• CI Investments Inc. et al.
• Greystone Managed Investments Inc. and Greystone Alternative Plus Fund
• Greystone Managed Investments Inc. and the Top Funds
• Greystone Managed Investments Inc. et al.
• Middlefield Limited and E Split Corp.
Orders
• Dennis L. Meharchand and Valt.X Holdings Inc.
• BDO Canada LLP
• Sun Life Institutional Investments (U.S.) LLC (formerly, Sun Capital Advisers LLC) -- s. 80 of the CFA
Rulings
• Société Générale Capital Canada Inc. -- s. 38(1) of the CFA
• BofAML Securities, Inc. -- ss. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
• CIH Trading LLC -- s. 38 of the CFA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX Inc. -- Notice of Proposed Amendments and Request for Comments
• Liquidnet Canada -- Notice of Proposed Changes and Request for Comment
Clearing Agencies
• CDS -- Proposed Amendments to the CDS Fee Schedule -- New Fees for Linkage Service with Shanghai Clearing House (SHCH Link) -- OSC Staff Notice of Request for Comment
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