Ontario Securities Commission Bulletin
Issue 41/45 - November 08, 2018
Ont. Sec. Bull. Issue 41/45
Table of Contents
Chapter 1 - Notices
Notices
• CSA Staff Notice 11-339 Notice of Local Changes in Alberta
• Donald Mason
Notices from the Office of the Secretary
• Donald Mason
• Michael Pearson and LeadFX Inc.
• Money Gate Mortgage Investment Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Brompton Funds Limited
• Mackenzie Financial Corporation and London Life Pathways Global Core Plus Bond Fund
• Nova Gas Transmission Ltd.
Orders
• Northern Empire Resources Corp.
• Donald Mason -- s. 8
• Tangelo Games Corp.
• Caspian Energy Inc.
• Beaufield Resources Inc.
• Enercare Inc.
• Money Gate Mortgage Investment Corporation et al.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Michael Pearson and LeadFX Inc. -- s. 127
Director's Decisions
• Donald Mason
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Canadian Securities Exchange -- Proposed Fee Change -- Monthly Tier Credits -- Top of Book -- Notice and Request for Comments
Clearing Agencies
• Notice and Request for Comment -- Application by LME Clear Limited for Exemption from Recognition as a Clearing Agency
• Notice and Request for Comment -- Application by The London Metal Exchange for Exemption from Recognition and Registration as an Exchange and Related Registration Relief
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