Ontario Securities Commission Bulletin
Issue 41/46 - November 15, 2018
Ont. Sec. Bull. Issue 41/46
Table of Contents
Chapter 1 - Notices
Notices
• CIH Trading LLC -- Notice of Correction
Notices from the Office of the Secretary
• Siu Mui "Debbie" Wong et al.
• Dennis L. Meharchand and Valt.X Holdings Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Professionals' Financial -- Mutual Funds Inc.
• Xanthic Biopharma Inc.
• Sumtra Diversified Inc.
Orders
• Siu Mui "Debbie" Wong et al. -- ss. 127(1), 127(10)
• Redhawk Resources, Inc.
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
• Besra Gold Inc. -- s. 144
• Iron Bridge Resources Inc.
• Avidian Gold Corp. (formerly Marching Moose Capital Corporation) -- s. 1(11)(b)
Rulings
• Tullett Prebon Financial Services LLC -- s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Siu Mui "Debbie" Wong et al. -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 25 - Other Information
Consents
• Applied Inventions Management Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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