Ontario Securities Commission Bulletin
Issue 41/47 - November 22, 2018
Ont. Sec. Bull. Issue 41/47
Table of Contents
Chapter 1 - Notices
Notices
• NB Alternatives Advisers LLC et al. -- Notice of Correction
Notices of Hearing with Related Statements of Allegations
• SBC Financial Group Inc. and Prabhjot Singh Bakshi -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• SBC Financial Group Inc. and Prabhjot Singh Bakshi
• Issam El-Bouji
• Natural Bee Works Apiaries Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• PetroMaroc Corporation
• Home Capital Group Inc.
• Mackenzie Financial Corporation and LBC Financial Services Inc.
• Brookfield Infrastructure Partners L.P.
Orders
• Newfoundland Capital Corporation Limited
• Issam El-Bouji
• Natural Bee Works Apiaries Inc. et al.
• Dalradian Resources Inc.
• Gran Tierra Exchangeco Inc.
• Authorization Order -- s. 3.5(3)
• RBC Capital Trust
• Acreage Holdings, Inc. (formerly, Applied Inventions Management Corp.)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Nasdaq CXC Limited -- Introduction of Trading Incentive Program -- Notice of Approval
• Nasdaq CXC Limited -- Changes to Fixed Income Trading System -- Notice of Approval
• Aequitas NEO Exchange Inc. -- Amendments to Trading Policies -- Definition of "Closing Price"- Notice of Approval
Clearing Agencies
• CDCC -- Proposed Amendments to the Rules, Risk Manual and Operations Manual for the Implementation of a New Risk System -- OSC Staff Notice of Request for Comment
• CDS -- Material Amendments to CDS Rules Related to the Removal of the CCP Cap for CNS Users -- Notice of Commission Approval
Chapter 25 - Other Information
Consents
• Barrick Gold Corporation -- s. 4(b) of Ont. Reg. 298/00 under the OBCA
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