Ontario Securities Commission Bulletin
Issue 41/48 - November 29, 2018
Ont. Sec. Bull. Issue 41/48
Table of Contents
Chapter 1 - Notices
Notices
• CSA Staff Notice 51-356 Problematic promotional activities by issuers
• OSC Staff Notice 45-716 2018 Ontario Exempt Market Report
Notices of Hearing with Related Statements of Allegations
• Questrade Wealth Management Inc. -- ss. 127(1), 127.1
• Majd Kitmitto et al. -- ss. 127(1), 127.1
• MOAG Copper Gold Resources Inc. et al. -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Majd Kitmitto et al.
• Questrade Wealth Management Inc.
• Majd Kitmitto et al.
• Daniel P. Reeve
• Questrade Wealth Management Inc.
• MOAG Copper Gold Resources Inc. et al.
Notices from the Office of the Secretary with Related Statements of Allegations
• Keir Reynolds
Chapter 2 - Decisions, Orders and Rulings
Decisions
• NewGen Asset Management Limited et al.
• Ninepoint Partners LP et al.
• Algonquin Capital Corporation and the Top Funds
• Children's Education Funds Inc. et al.
Orders
• Evolve Funds Group Inc. and Allianz Global Investors U.S. LLC -- s. 80 of the CFA
• Pond Technologies Holdings Inc. -- s. 1(11)(b)
• Gazit-Globe Ltd.
• Majd Kitmitto et al.
• Daniel P. Reeve -- ss. 127(1), 128(10)
Orders with Related Settlement Agreements
• Questrade Wealth Management Inc. -- ss. 127(1), 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Daniel P. Reeve -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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