Ontario Securities Commission Bulletin
Issue 41/49 - December 06, 2018
Ont. Sec. Bull. Issue 41/49
Table of Contents
Chapter 1 - Notices
Notices of Hearing with Related Statements of Allegations
• Darren Scott Davidson -- ss. 127(1), 127(10)
• Paul Webster -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
• Darren Scott Davidson
• Paul Webster
• Larry Keith Davis
• Money Gate Mortgage Investment Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Minto Apartment Real Estate Investment Trust
• Prometic Life Sciences Inc. -- s. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
• Local Authority Services et al.
• Prometic Life Sciences Inc. and Canaccord Genuity Corp.
• RBC Dominion Securities Inc.
• Fortis Inc. et al.
Orders
• Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
• Dalradian Resources Inc. -- s. 1(6) of the OBCA
• Money Gate Mortgage Investment Corporation et al.
• Amarillo Gold Corporation -- s. 1(11)(b)
Rulings
• RBC Dominion Securities Inc. -- s. 38(1) of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher) -- ss. 127(1), 127.1
Director's Decisions
• Maria Psihopedas -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Canadian Securities Exchange -- Public Interest Rule Amendment -- Policy 6 Distributions -- Notice and Request for Comments
• Canadian Securities Exchange -- Amendments to Trading System Functionality and Features -- Notice of Approval
Clearing Agencies
• CDS -- Technical Amendments to CDS Procedures -- Housekeeping Changes -- Notice of Effective Date
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