Ontario Securities Commission Bulletin
Issue 42/01 - January 03, 2019
Ont. Sec. Bull. Issue 42/01
Table of Contents
Chapter 1 - Notices
Notices
• Maria Psihopedas
Notices of Hearing with Related Statements of Allegations
• Katanga Mining Limited et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Katanga Mining Limited et al.
• Issam El-Bouji
• Maria Psihopedas
• SBC Financial Group Inc. and Prabhjot Singh Bakshi
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Investors Canadian Equity Fund et al.
• First Asset Investment Management Inc. et al.
• Netgear, Inc.
• Brandes Investment Partners & Co. and Greystone Canadian Equity Income & Growth Fund
• Electrameccanica Vehicles Corp.
• RBC Global Asset Management Inc.
• Héroux-Devtek Inc.
• Solium Capital Inc. and Brian Craig
• Teck Resources Limited
• NCM Asset Management Ltd. et al.
• Serinus Energy Plc
• Logan Resources Ltd.
Orders
• Hiku Brands Company Ltd.
• Mainstream Minerals Corporation -- s. 144
• Compass Gold Corporation -- s. 1(11)(b)
• Avion Gold Corporation
• SBC Financial Group Inc. and Prabhjot Singh Bakshi -- ss. 127(1), 127(10)
• LME Clear Limited -- s. 147
• PGIM, Inc. -- s. 80 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• SBC Financial Group Inc. and Prabhjot Singh Bakshi -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• MFDA -- Housekeeping Amendments to Sample Auditor's Reports in MFDA Form 1 -- Notice of Commission Deemed Approval
Clearing Agencies
• LME Clear Limited -- Application for Exemptive Relief -- Notice of Commission Order
Chapter 25 - Other Information
Consents
• Kingsway Financial Services Inc. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
• Canadian Premium Sand Inc. (formerly, Claim Post Resources Inc.) -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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