Ontario Securities Commission Bulletin
Issue 42/03 - January 17, 2019
Ont. Sec. Bull. Issue 42/03
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Amendments to the Securities Act and the Commodity Futures Act
• OSC Staff Notice 11-784 Burden Reduction
• CSA Staff Notice 11-340 Extension of Comment Period -- CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
Notices from the Office of the Secretary
• Andrew Paul Rudensky
• Money Gate Mortgage Investment Corporation et al.
• Donna Hutchinson et al.
• USI-Tech Limited
• Natural Bee Works Apiaries Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• BMO Nesbitt Burns Inc. et al.
• Concentra Bank
• NatWest Markets PLC
• Capital One, National Association
• Industrial Alliance Insurance and Financial Services Inc.
• Franklin Templeton Investments Corp. and FTC Investor Services Inc.
• Perimeter Markets Inc.
Orders
• Andrew Paul Rudensky -- s. 21.7
• Donna Hutchinson et al.
• Perimeter Markets Inc. -- s. 8.1 of OSC Rule 13-502 Fees
• USI-Tech Limited -- ss. 127(1), 127(10)
• Natural Bee Works Apiaries Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 9 - Legislation
• Bill 57 An Act to enact, amend and repeal various statutes
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• Fundserv Inc. -- New Rules for Service Providers Related to Access Standards -- Notice of Approval
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