Ontario Securities Commission Bulletin
Issue 42/05 - January 31, 2019
Ont. Sec. Bull. Issue 42/05
Table of Contents
Chapter 1 - Notices
Notices
• CSA Staff Notice 23-324 Order Protection Rule: Market Share Threshold for the period April 1, 2019 to March 31, 2020
Notices from the Office of the Secretary
• Keir Reynolds
• Donna Hutchinson et al.
• Michelle Dunk
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Bridgeport Asset Management Inc. et al.
• BMO Nesbitt Burns Inc. et al.
• Caldwell Investment Management Ltd.
• Mackenzie Financial Corporation et al.
• FundSERV Inc.
• Macquarie Capital Markets Canada Ltd.
• Global Real Estate & E-Commerce Dividend Fund
• Middlefield Limited et al.
• National Bank Investments Inc. et al.
Orders
• Keir Reynolds -- ss. 127(1), 127(10)
• Donna Hutchinson et al.
• Hudbay Arizona Inc.
• The Canadian Depository for Securities Limited et al. -- s. 147
• Michelle Dunk -- ss. 127(1), 127(10)
Rulings
• Macquarie Capital Markets Canada Ltd. -- s. 38(1) of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Keir Reynolds -- ss. 127(1), 127(10)
• Michelle Dunk -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX Inc. -- Enhancements to Dark Trading Functionality -- Notice of Proposed Changes and Request for Comments
Clearing Agencies
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Chapter 25 - Other Information
Consents
• MPX Bioceutical Corporation -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
• Mezzotin Minerals Inc. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
Approvals
• Waypoint Investment Partners Inc. -- s. 213(3)(b) of the LTCA
• Crimson Asset Management Ltd. -- s. 213(3)(b) of the LTCA
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