Ontario Securities Commission Bulletin
Issue 42/06 - February 07, 2019
Ont. Sec. Bull. Issue 42/06
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 45-325 Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
• Notice of Ministerial Approval of Arrangements Regarding the Access, Collection, Storage and Use of Derivatives Data
Notices from the Office of the Secretary
• Dennis L. Meharchand and Valt.X Holdings Inc.
• Benedict Cheng et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Mackenzie Financial Corporation et al.
• Accelerate Financial Technologies Inc. et al.
Orders
• Dennis L. Meharchand and Valt.X Holdings Inc. -- ss. 127(1), 127.1
• NWQ Investment Management Company, LLC -- s. 80 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Dennis L. Meharchand and Valt.X Holdings Inc. -- ss. 127(1), 127.1
• Benedict Cheng et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Arrangements Regarding the Access, Collection, Storage and Use of Derivatives Data
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX Inc. -- Dark Trading Enhancements -- Notice of Approval
Chapter 25 - Other Information
Revocations
• Husky Energy Inc.
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