Ontario Securities Commission Bulletin
Issue 42/08 - February 21, 2019
Ont. Sec. Bull. Issue 42/08
Table of Contents
Chapter 1 - Notices
Notices
• CSA Staff Notice 45-324 Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
Notices of Hearing with Related Statements of Allegations
• AlphaNorth Asset Management and Steven Douglas Palmer -- ss. 127, 127.1
Notices from the Office of the Secretary
• AlphaNorth Asset Management and Steven Douglas Palmer
• AlphaNorth Asset Management and Steven Douglas Palmer
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Northwest & Ethical Investments L.P. et al.
• Just Energy Group Inc.
Orders
• Aequitas Innovations Inc. and Neo Exchange Inc. et al. -- ss. 21, 144
• CNSX Markets Inc. -- ss. 21, 144
• Nasdaq CXC Limited and Ensoleillement Inc. -- ss. 21, 144
• TMX Group Limited et al. -- ss. 21, 144
• Ikkuma Resources Corp.
Orders with Related Settlement Agreements
• AlphaNorth Asset Management and Steven Douglas Palmer -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• AlphaNorth Asset Management and Steven Douglas Palmer -- ss. 127, 127.1
Director's Decisions
• 3iQ Corp. and The Bitcoin Fund
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements -- Request for Comment
Marketplaces
• TMX Group Limited et al. -- Notice of Variation Orders
• CSE -- Policy 6 Distributions -- Summary of Comments and Notice of Approval
• Neo Exchange Inc. -- Proposed Amendments to the Listing Manual and Listing Forms -- OSC Staff Notice of Request for Comment
• TSX Inc. -- Dynamic Order Protection Rule Repricing -- Notice of Proposed Changes and Request for Comment
Chapter 25 - Other Information
• RHC Capital Corporation -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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