Ontario Securities Commission Bulletin
Issue 42/09 - February 28, 2019
Ont. Sec. Bull. Issue 42/09
Table of Contents
Chapter 1 - Notices
Notices from the Office of the Secretary
• Issam El-Bouji
• Money Gate Mortgage Investment Corporation et al.
• Martin Bernholtz
• USI-Tech Limited
• Money Gate Mortgage Investment Corporation et al.
• Issam El-Bouji
Chapter 2 - Decisions, Orders and Rulings
Decisions
• TFS-ICAP, LLC
• Goldcorp Inc.
• MarketAxess Canada Company
• Canoe Financial LP et al.
• The Alkaline Water Company Inc.
• Brookfield Property Partners L.P.
Orders
• Martin Bernholtz
• Avalon Works Corp. -- s. 144
• Trinidad Drilling Ltd.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• USI-Tech Limited -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• CDCC -- Proposed Amendments to Rule A-9 Adjustments in Contract Terms -- OSC Staff Notice of Request for Comment
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