Ontario Securities Commission Bulletin
Issue 42/11 - March 14, 2019
Ont. Sec. Bull. Issue 42/11
Table of Contents
Chapter 1 - Notices
Notices of Hearing
• Anson Advisors Inc. -- ss. 8, 21.7 and 127
• Ewing Morris & Co. Investment Partners Ltd. -- ss. 8, 21.7 and 127
Notices from the Office of the Secretary
• Anson Advisors Inc.
• Ewing Morris & Co. Investment Partners Ltd.
• Money Gate Mortgage Investment Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Global Growth Assets Inc. et al.
Orders
• PetroMaroc Corporation
• MPX Bioceutical ULC
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Custody-Related Amendments
Chapter 6 - Request for Comments
• Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy
• Proposed Ontario Securities Commission Rule 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators
• Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• MFDA -- Proposed Amendments to MFDA By-Law No. 1, Sections 3.3 (Election and Term), 3.6.1 (Governance Committee) and 4.7 (Quorum) -- Request for Comment
Marketplaces
• Alpha Exchange Inc. -- Notice of Proposed Changes and Request for Comments
• TSX Inc. -- Enhancement of "Seek Dark Liquidity" Functionality -- Notice of Proposed Amendments and Request for Comments
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