Ontario Securities Commission Bulletin
Issue 42/12 - March 21, 2019
Ont. Sec. Bull. Issue 42/12
Table of Contents
Chapter 1 - Notices
Notices
• CSA Staff Notice 21-325 Follow-up on Marketplace Systems Incidents
• CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents
Notices from the Office of the Secretary
• Anson Advisors Inc. and Ewing Morris & Co. Investment Partners Ltd.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Great-West Lifeco Inc.
• Industrial Alliance Investment Management Inc. and IA Investment Counsel Inc.
• Integrity Gaming ULC
• TD Asset Management Inc.
• Cansortium Inc.
• Children's Education Funds Inc. et al.
• Arrow Capital Management Inc. and Exemplar Leaders Fund
• Russell Investments Canada Limited
Orders
• Brompton Corp.
• Brompton Corp. -- s. 1(6) of the OBCA
• Anson Advisors Inc. and Ewing Morris & Co. Investment Partners Ltd.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market
• CSA Second Notice and Request for Comment -- Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 25 - Other Information
Consents
• Fire & Flower Holdings Corp. (formerly known as "Cinaport Acquisition Corp. II") -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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