Ontario Securities Commission Bulletin

Issue 42/14 - April 04, 2019

Ont. Sec. Bull. Issue 42/14

Table of Contents

Chapter 1 - Notices

Notices of Hearing with Related Statements of Allegations

• Paramount Equity Financial Corporation et al. -- ss. 127(1), 127.1

Notices from the Office of the Secretary

• Clifton Blake Asset Management Ltd. et al.

• Andrew Paul Rudensky

• Paramount Equity Financial Corporation, et al.

• Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Stewards Canada

• AngelList Holdings, LLC and AngelList Advisors, LLC

• European Commercial Real Estate Investment Trust

• IA Clarington Investments Inc. et al.

• Fiera Capital Corporation et al.

• Knowledge First Financial Inc.

• RBC Dominion Securities Inc.

• Manulife Asset Management Limited and Manulife International Value Equity Fund

• WEQ Holdings Inc. (formerly WesternOne Inc.)

• Ninepoint Partners LP and the Top Funds

• NCM Asset Management Ltd.

• Samara Capital Inc.

Orders

• Nevsun Resources Ltd.

• Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership -- s. 127(8)

Orders with Related Settlement Agreements

• Clifton Blake Asset Management Ltd. et al. -- s. 127

Rulings

• R.J. O'Brien & Associates Canada Inc. -- s. 38(1) of the CFA

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

• Clifton Blake Asset Management Ltd. et al. -- s. 127

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

• IIROC -- Proposed Amendments to IIROC By-Law No. 1, s. 5.3(2) (Director Term Limits) -- Request for Comment

• MFDA -- Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading) -- Request for Comment

Chapter 25 - Other Information

Consents

• Cannabis Strategies Acquisition Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA

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