Ontario Securities Commission Bulletin
Issue 42/16 - April 18, 2019
Ont. Sec. Bull. Issue 42/16
Table of Contents
Chapter 1 - Notices
Notices
• Ewing Morris & Co. Investment Partners Ltd.
• Anson Advisors Inc.
Notices of Hearing
• Mangrove Partners and TransAlta Corporation -- ss. 104, 127
Notices from the Office of the Secretary
• Mangrove Partners and TransAlta Corporation
• Ewing Morris & Co. Investment Partners Ltd.
• Anson Advisors Inc.
• Mangrove Partners and TransAlta Corporation
• Caldwell Investment Management Ltd.
• Mangrove Partners and TransAlta Corporation
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Starlight U.S. Multi-Family (No. 5) Core Fund
• Aimia Inc.
• Galileo Global Equity Advisors Inc.
• XPEL, Inc.
Orders
• Mangrove Partners and TransAlta Corporation
• Caldwell Investment Management Ltd.
• Mangrove Partners and TransAlta Corporation
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Amendments Respecting Client Identifiers -- Notice of Commission Approval
Marketplaces
• TSX Inc. -- Dynamic OPR Reprice -- Notice of Approval
• TSX Inc. -- Contra Mid-Point Only Order Plus (CMO Plus) -- Notice of Approval
• TSX Inc. -- Housekeeping Amendments to the Rules of the TSX -- Notice of Housekeeping Rule Amendments
• Alpha Exchange Inc. -- Dynamic OPR Reprice -- Notice of Approval
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