Ontario Securities Commission Bulletin

Issue 42/19 - May 09, 2019

Ont. Sec. Bull. Issue 42/19

Table of Contents

Chapter 1 - Notices

Notices

Caldwell Investment Management Ltd. -- Notice of Correction

Notices of Hearing

Joseph Debus -- ss. 8, 21.7

Notices of Hearing with Related Statements of Allegations

Shane David Yawrenko and Umbrella Merchant Services Inc. -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

Caldwell Investment Management Ltd.

Joseph Debus

Shane David Yawrenko and Umbrella Merchant Services Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Portland Investment Counsel Inc.

DowDuPont Inc.

Maple Leaf Angels Corporation

Brompton Funds Limited and Taylor North American Equity Opportunities Fund

ICPP Funds Ltd.

Cargojet Inc.

Aleafia Health Inc. et al.

Algonquin Power & Utilities Corp. et al.

Ninepoint Gold Bullion Fund et al.

Orders

Agellan Commercial Real Estate Investment Trust

0799714 B.C. Ltd.

Sniper Resources Ltd. -- s. 144

BitRush Corp.

Authorization Order -- s. 3.5(3)

ICC Labs Inc.

ValOro Resources Inc.

The Flowr Corporation -- s. 1(11)(b)

Chapter 3 - Reasons: Decisions, Orders and Rulings

Director's Decisions

Wells Asset Management System Inc. and Dale Richard Wells -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

Proposed Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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