Ontario Securities Commission Bulletin
Issue 42/20 - May 16, 2019
Ont. Sec. Bull. Issue 42/20
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Administrative Arrangement for the Transfer of Personal Data with EEA Authorities
Notices of Hearing with Related Statements of Allegations
• NextBlock Global Limited and Alex Tapscott -- ss. 127, 127.1
Notices from the Office of the Secretary
• BDO Canada LLP
• Issam El-Bouji
• BDO Canada LLP
• NextBlock Global Limited and Alex Tapscott
• Paramount Equity Financial Corporation et al.
• Money Gate Mortgage Investment Corporation et al.
• NextBlock Global Limited and Alex Tapscott
Chapter 2 - Decisions, Orders and Rulings
Decisions
• LCH Limited
• Vision Capital Corporation and Vision Alternative Income Fund
• Pembroke Private Wealth Management Ltd. and GBC Corporate Bond Fund (previously named "The Pembroke Corporate Bond Fund")
Orders
• BDO Canada LLP
• FX Connect Multilateral Trading Facility -- s. 147
• ZCL Composites Inc.
• Pershing Gold Corporation
• Big 8 Split Inc.
Orders with Related Settlement Agreements
• NextBlock Global Limited and Alex Tapscott -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• NextBlock Global Limited and Alex Tapscott -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Notice of Amendments and Changes to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees and Corresponding Companion Policies
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• FX Connect Multilateral Trading Facility -- Application for Exemptive Relief -- Notice of Commission Interim Order
Clearing Agencies
• CDCC -- Proposed Amendments to the Rules and Operations Manual to Shorten Time Frames for Monthly Options Expiry -- OSC Staff Notice of Request for Comment
• CDS -- Technical Amendments to CDS Procedures -- Housekeeping Changes -- April 2019 -- Notice of Effective Date
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