Ontario Securities Commission Bulletin
Issue 42/21 - May 23, 2019
Ont. Sec. Bull. Issue 42/21
Table of Contents
Chapter 1 - Notices
Notices of Hearing
• Martin Bernholtz -- ss. 127, 127.1
Notices of Hearing with Related Statements of Allegations
• David Michael Michaels -- ss. 127, 127(10)
Notices from the Office of the Secretary
• David Michael Michaels
• Money Gate Mortgage Investment Corporation et al.
• Shane David Yawrenko and Umbrella Merchant Services Inc.
• 3iQ Corp. and The Bitcoin Fund
• Martin Bernholtz
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Brandes Investment Partners & Co. et al.
• Getchell Gold Corporation
Orders
• Solium Capital Inc.
• Shane David Yawrenko and Umbrella Merchant Services Inc. -- ss. 127(1), 127(10)
• Hess Corporation -- s. 1(10)(a)(ii)
Rulings
• PVM Futures, Inc. -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Shane David Yawrenko and Umbrella Merchant Services Inc. -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Canadian Securities Exchange -- System Functionality -- GMF Start Time -- Notice of Approval
• TSX -- Notice of Housekeeping Rule Amendment to the TSX Company Manual
Trade Repositories
• CME -- Approval to Act as a Trade Repository in Ontario to Which Reporting Counterparties Can Report Trades in the Equity Asset Class -- Notice of Commission Approval
Top