Ontario Securities Commission Bulletin

Issue 42/24 - June 13, 2019

Ont. Sec. Bull. Issue 42/24

Table of Contents

Chapter 1 - Notices

Notices

Notice of Amendments -- Bill 100

Notices from the Office of the Secretary

Issam El-Bouji

Issam El-Bouji

BDO Canada LLP

MOAG Copper Gold Resources Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Granite Real Estate Investment Trust and Granite REIT Inc.

Brandes Investment Partners & Co.

TD Securities Inc.

Orders

TMX Group Limited et al. -- ss. 21, 144

MOAG Copper Gold Resources Inc. et al.

Refinitiv Multilateral Trading Facility -- s. 147

Rulings

TJM Institutional Services LLC -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options

TD Securities Inc. -- s. 38(1) of the CFA

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

BDO Canada LLP

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 9 - Legislation

Bill 100, the Protecting What Matters Most Act (Budget Measures), 2019

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

Nasdaq CXC Limited -- Notice of Proposed Changes and Request for Comment

Refinitiv Multilateral Trading Facility -- Application for Exemptive Relief -- Notice of Variation of Commission Interim Order

 

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