Ontario Securities Commission Bulletin

Issue 42/26 - June 27, 2019

Ont. Sec. Bull. Issue 42/26

Table of Contents

Chapter 1 - Notices

Notices

• OSC Notice 11-786 Notice of Statement of Priorities for Financial Year to end March 31, 2020

• CSA Staff Notice 31-354 Suggested Practices for Engaging with Older or Vulnerable Clients

• Revised Approval 81-901 Mutual Fund Trusts: Approval of Trustees Under Clause 213(3)(b) of the Loan and Trust Corporations Act

Notices from the Office of the Secretary

• Issam El-Bouji

• BDO Canada LLP

• First Global Data Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• WestJet Airlines Ltd.

• Royal Mutual Funds Inc.

• Desjardins Investments Inc. and the Desjardins SocieTerra Global Bond Fund

• Emerge Canada Inc. et al.

• 1832 Asset Management L.P. et al.

• MedMen Enterprises Inc. and Canaccord Genuity Corp.

• Purpose Investments Inc. et al.

• Soundvest Split Trust et al.

• Arrow Capital Management Inc. and Wavefront Global Diversified Investment Class (formerly Exemplar Diversified Portfolio)

Orders

• Neuberger Berman Investment Advisers LLC -- s. 80 of the CFA

• Gluskin Sheff + Associates Inc.

• Franklin Templeton Investments Corp. et al. -- ss. 78(1), 80 of the CFA

• Global Resource Champions Split Corp.

• Issam El-Bouji

• Starlight U.S. Multi-Family (No. 5) Core Fund

• First Global Data Ltd. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

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