Ontario Securities Commission Bulletin
Issue 42/27 - July 04, 2019
Ont. Sec. Bull. Issue 42/27
Table of Contents
Chapter 1 - Notices
Notices from the Office of the Secretary
• David Michael Michaels
Chapter 2 - Decisions, Orders and Rulings
Decisions
• I.G. Investment Management, Ltd.
• Picton Mahoney Asset Management
• Picton Mahoney Asset Management
• RBC Dominion Securities Inc. et al.
• Stewards Canada
• XPEL, Inc.
• Hudson's Bay Company
Orders
• Gluskin Sheff + Associates Inc. -- s. 1(6) of the OBCA
• David Michael Michaels -- ss. 127(1), 127(10)
• Global Resource Champions Split Corp. -- s. 1(6) of the OBCA
• Bloomberg Trading Facility Limited -- s. 144
• BSM Technologies Inc.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• David Michael Michaels -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Toronto Stock Exchange -- Housekeeping Amendments to the Rules of Toronto Stock Exchange -- Notice of Housekeeping Rule Amendments
• Alpha Exchange Inc. -- Housekeeping Amendment to the Rules of Alpha Exchange Inc. -- Notice of Housekeeping Rule Amendment
• Bloomberg Trading Facility Limited -- Notice of Commission Order
• NEO Exchange Inc. -- Proposed Public Interest Rule Amendments to NEO's Trading Policies Adding Anonymous Broker Preferencing in NEO-D -- Trading Notice
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