Ontario Securities Commission Bulletin

Issue 42/27 - July 04, 2019

Ont. Sec. Bull. Issue 42/27

Table of Contents

Chapter 1 - Notices

Notices from the Office of the Secretary

David Michael Michaels

Chapter 2 - Decisions, Orders and Rulings

Decisions

I.G. Investment Management, Ltd.

Picton Mahoney Asset Management

Picton Mahoney Asset Management

RBC Dominion Securities Inc. et al.

Stewards Canada

XPEL, Inc.

Hudson's Bay Company

Orders

Gluskin Sheff + Associates Inc. -- s. 1(6) of the OBCA

David Michael Michaels -- ss. 127(1), 127(10)

Global Resource Champions Split Corp. -- s. 1(6) of the OBCA

Bloomberg Trading Facility Limited -- s. 144

BSM Technologies Inc.

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

David Michael Michaels -- ss. 127(1), 127(10)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

Toronto Stock Exchange -- Housekeeping Amendments to the Rules of Toronto Stock Exchange -- Notice of Housekeeping Rule Amendments

Alpha Exchange Inc. -- Housekeeping Amendment to the Rules of Alpha Exchange Inc. -- Notice of Housekeeping Rule Amendment

Bloomberg Trading Facility Limited -- Notice of Commission Order

NEO Exchange Inc. -- Proposed Public Interest Rule Amendments to NEO's Trading Policies Adding Anonymous Broker Preferencing in NEO-D -- Trading Notice

 

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