Ontario Securities Commission Bulletin
Issue 42/28 - July 11, 2019
Ont. Sec. Bull. Issue 42/28
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Ministerial Approval of the Administrative Arrangement for the Transfer of Personal Data with EEA Authorities
Notices from the Office of the Secretary
• Natural Bee Works Apiaries Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Manulife Asset Management Limited
Orders
• Natural Bee Works Apiaries Inc. et al.
• Martello Technologies Group Inc. (formerly Newcastle Energy Inc.) -- s. 1(11)(b)
• BSM Technologies Inc. -- s. 1(6) of the OBCA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Natural Bee Works Apiaries Inc. et al. -- s. 127(1)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Investment Industry Regulatory Organization of Canada (IIROC) -- Proposed Amendment to IIROC By-Law No. 1 section 5.3(2) (Director Term Limits) -- Notice of Commission Approval
• Investment Industry Regulatory Organization of Canada (IIROC) -- Notice of Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions -- Request for Comment
• Investment Industry Regulatory Organization of Canada (IIROC) -- Proposed Amendments to Continuing Education Requirements -- Request for Comment
Marketplaces
• Nasdaq CXC Limited -- Introduction of Midpoint Extended Life Orders -- Notice of Approval
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