Ontario Securities Commission Bulletin
Issue 42/29 - July 18, 2019
Ont. Sec. Bull. Issue 42/29
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Ministerial Approval of Amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees
Notices of Hearing
• Martin Bernholtz -- s. 144
• Caldwell Investment Management Ltd. -- ss. 127(1), 127(2), 127.1
Notices of Hearing with Related Statements of Allegations
• Alan Braun et al. -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Andrew Paul Rudensky
• Martin Bernholtz
• Caldwell Investment Management Ltd.
• Caldwell Investment Management Ltd.
• Martin Bernholtz
• Majd Kitmitto et al.
• Alan Braun et al.
• Issam El-Bouji
Chapter 2 - Decisions, Orders and Rulings
Decisions
• IA Clarington Investments Inc.
• iAnthus Capital Holdings, Inc.
• Mackenzie Financial Corporation and Mackenzie Anti-Benchmark Global Investment Grade Fund
• Mackenzie Financial Corporation and Quadrus Investment Services Ltd.
• Gestion FÉRIQUE
Orders
• Martin Bernholtz -- s. 144
• TransCanada PipeLines Limited
• Majd Kitmitto et al.
• Soundvest Split Trust
• Issam El-Bouji
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Andrew Paul Rudensky -- s. 21.7
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to OSC Rule 13-502 Fees
• Changes to Companion Policy 13-502CP Fees to OSC Rule 13-502 Fees
• Amendments to OSC Rule 13-503 (Commodity Futures Act) Fees
• Changes to Companion Policy 13-503CP (Commodity Futures Act) Fees to OSC Rule 13-503 (Commodity Futures Act) Fees
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Nasdaq CXC Limited -- Introduction of Point-In-Time Closing Cross -- Notice of Approval
Clearing Agencies
• CDS Clearing and Depository Services Inc. -- Proposed Material Amendments to CDS Rules -- China Bond Link -- Notice of Withdrawal
• CDS Clearing and Depository Services Inc. -- Proposed Material Amendments to CDS Fee Schedule -- China Bond Link -- Notice of Withdrawal
Chapter 25 - Other Information
Applications for Variation of an Order
• Martin Bernholtz -- s. 144
Top