Ontario Securities Commission Bulletin
Issue 42/30 - July 25, 2019
Ont. Sec. Bull. Issue 42/30
Table of Contents
Chapter 1 - Notices
Notices
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
Notices of Hearing
• CoinLaunch Corp. -- ss. 127, 127.1
Notices of Hearing with Related Statements of Allegations
• Jean-Smaille Germeil and FPE Trading -- ss. 127(1), 127(10)
• International Capital Markets Pty. Ltd. -- ss. 127(1), (2), 127.1
• Ava Trade Ltd. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Jean-Smaille Germeil and FPE Trading
• Caldwell Investment Management Ltd.
• Caldwell Investment Management Ltd.
• CoinLaunch Corp.
• International Capital Markets Pty. Ltd.
• Ava Trade Ltd.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Guardian Capital LP
• Transat A.T. Inc.
• Husky Energy Inc. [Corrected]
Orders
• Currenex Multilateral Trading Facility -- s. 147
• NewGrowth Corp.
Orders with Related Settlement Agreements
• Caldwell Investment Management Ltd. -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Caldwell Investment Management Ltd. -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TriAct Canada Marketplace LP -- Change to the MATCHNow Trading System -- Notice of Proposed Change and Request for Comment
• Neo Exchange Inc. -- Amendments Respecting Foreign-Listed Structured Product Notes -- Notice of Approval
• Financial & Risk Transaction Services Ireland Limited -- Application for Exemption from Recognition as an Exchange -- OSC Staff Notice and Request for Comment
Clearing Agencies
• CDCC -- Amendments to the Rules and Operations Manual of the Canadian Derivatives Clearing Corporation to Shorten Time Frames for Monthly Options Expiry -- Notice of Commission Approval
Trade Repositories
• Currenex Multilateral Trading Facility -- Application for Exemptive Relief -- Notice of Commission Interim Order
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